Submissions

All of the submissions that NZX has submitted on since 2020 can be found in this section.

Climate

• FMA Proposed Guidance for Keeping Proper Climate-Related Disclosure Records - 3 August 2023
• FMA Climate-Related Disclosures Timing Challenge - 31 July 2023
• RBNZ Managing Climate-related Risks NZX Clearing - 7 June 2023
• FMA Foreign-Exempt Issuer Climate-Related Disclosures Exemption Submission - 17 April 2023
• XRB NZ Climate Standard 1 Submission pt2 - 2 May 2022
• XRB NZ Climate Standard 1 Submission - 19 November 2021
• ETS Governance Framework NZX EEX Joint Submission - 17 September 2021
• Climate Amendment Bill Submission - 28 May 2021
• IFRS Submission - 22 December 2020
• ETS NZX EEX Joint Submission - 28 February 2020

Financial Markets

• FMA Proposed exemption for certain green, social, sustainability and sustainability-linked bonds submission - 30 April 2024
• CFTC Foreign Boards of Trade Amendments Relating to Introducing Brokers Submission - 22 April 2024
• FMA Liquidity Risk Management Guidance Submission - 10 November 2023
• ESMA Tier 1 Third-Country CCPs Fees Submission (NZX Clearing)- 10 November 2023
• Renewal of Class Exemption for Same Class Offers ASX/NZX-Quoted Financial Products - 30 June 2023
• S&P Foreign Exempt Issuer Inclusion into New Zealand Indices - 31 May 2023
• AML/CFT "Early" Regulatory Package Submission - 14 April 2023
• FMA Client Money Service Provider Guidance Submission - 1 November 2022
• Reasonable Grounds For Financial Advice About IPOs and Equity Securities Submission - 5 August 2022
• FMA Reporting Exemptions for FMC Reporting Entities in Liquidation, Receivership or Voluntary Administration Submission - 6 October 2021
• RBNZ Capital Review Submission - 31 March 2021
• Exemption Notices Submission - 19 August 2020
• Financial Advice Provider Submission - 4 August 2020
• FMC Amendment Regulations Submission - 23 June 2020
• US FCM Exemption Rollover Submission - 15 April 2020
• FMA Levy Funding Submission - 28 February 2020

Legislation

• A Legislative Response to Modern Slavery and Worker Exploitation Submission - 7 June 2022
• Class Actions and Litigation Funding Submission - 11 March 2021
• Overseas Investment Amendment Bill (No 3) Submission - 10 December 2020
• FMI Select Committee Submission - 26 March 2020

Other

• Price Discovery in a Renewables Based Electricity System - 6 March 2023
• NZPC Frontier Firms Submission - 31 August 2020